Showing posts with label genocide. Show all posts
Showing posts with label genocide. Show all posts

Saturday, July 8, 2023

Life and memory in Lviv


The tragic death of Victoria Amelina in Kramatorsk, Ukraine on June 27 in a Russian missile attack against civilian targets makes me think of her writings about Ukraine. Here is a good example -- "Nothing Bad Has Ever Happened" (link), published in Arrowsmith. Amelina refers to Timothy Snyder's use of the phrase "bloodlands" to refer to both the geography and the history of atrocity, genocide, and murder that unfolded over two decades across Poland, Ukraine, Lithuania, Belarus, and the USSR, and that has now resumed in Ukraine. Here is a moving obituary in the Guardian (link).

Here are several sentences from "Nothing Bad Has Ever Happened" about Lviv:

My hometown is located right in the middle of the “bloodlands” — in western Ukraine. Lviv was founded in 1256 by Danylo, King of Ruthenia. However, the German-speaking world might remember it as Lemberg in the Austro-Hungarian empire. The Poles recall the same city as Lwów. During the too-long life of the Soviet Union, Lviv grew Russified: many of its new citizens called it L’vov.

My grandparents moved there in the 50s and 70s, leaving behind their own family stories about the deadly 30s and 40s in central and eastern Ukraine, which had been the epicenter of the genocidal famine. By the time they settled in Lviv, almost none of the city’s prewar inhabitants remained. Only a handful of natives might have offered a first-person account of what the city had been like before the war. In 1939, Lviv was home to about 110,000 Jews, comprising fully a third of its population. By 1945, fewer than a thousand survivors remained.

The Soviet system never commemorated the Holocaust. One reason for this is that once you define and identify one genocide, you can recognize other genocidal crimes. The Soviet empire didn’t want us to learn our history. Decades of Soviet education and censorship ensured that even after the USSR collapsed, many in Lviv failed to realize the striking proximity of the Holocaust.

It is piercingly sad to read these lines by such a talented young woman about her hometown in Lviv, and to know that she died in Kramatorsk, some 1,200 kilometers to the east, under atrocious missile attack by the Russian state. The tragedies of Ukraine seem never to end.

The city of Lviv exemplifies the turmoil of life in Poland and Ukraine over the course of the past century. Lviv, Lemberg, Lwów, L’vov -- each iteration represented a cultural and political shift of identities, and often a movement of families and peoples as well. And with the Holocaust, the killing of the vast majority of the Jews of Lviv changed the city from an important center of Jewish life into an emptiness. (Here is a historical overview of Jewish Lviv; link.)

Timothy Snyder's 2003 book, The Reconstruction of Nations: Poland, Ukraine, Lithuania, Belarus, 1569-1999 is important reading today. Here is a vignette of the many transformations of a single town in Galicia, Kolomya (Ukraine) -- roughly 200 kilometers from Lviv:

When the statue of Lenin in the Galician town of Kolomya was dismantled, its pedestal was seen to be constructed from Jewish tombstones. Kolomya, today, is a town in southwestern Ukraine. In 1939-41 and 1945-91 it was a town in southwestern Soviet Ukraine, between 1941 and 1944 a town in the Nazi Generalgouvernement, before the Second World War a town in Poland's Stanislawow slawow province, before the First World War a town in Austrian Galicia, before 1772 a town in the Polish Kingdom's Ruthenian province. Until the Final Solution of 1941-42, Kolomya was, whatever its rulers, a Jewish town. The absence of Jews, in Kolomya as throughout Eastern Europe, coincided for forty years with the presence of communist rule. (Kindle Locations 115-119)

The passage is significant for several reasons. The historical fact of the use by the Soviet regime of Jewish tombstones to provide the foundation for a statue of Lenin is entirely revealing about the persistent anti-semitism of the Soviet regime throughout its history. The demographic and cultural transformation of Kolomya following from the physical destruction of Kolomya's Jewish population was a permanent change in its history -- like the same circumstances in countless towns and cities in Poland, Ukraine, Lithuania, and Belarus. Kiev, Lviv, Berdichev, Miropol -- all fundamentally transformed by the murder of Ukraine's Jews. This is the fundamental tragedy captured in Vasily Grossman's 1943 essay "Ukraine without Jews" (link):

There is a long list of Ukrainian towns and villages where I found myself while working as a special correspondent for the paper Red Star. I was in Satrobel’sk, Svatov, Muntsisk, Tsapuika, Voroshilovgrad, Krasnodon, Ostro, Iasotin, Borispol, Baturin... I was in hundreds of villages, farms, settlements, and fishing outposts on the shores of the Desna and Dnieper, in steppe farms encircled by pastures, in solitary little tar houses existing in a constant shadow of huge pine forests, and in beautiful hamlets whose thatched roofs are hidden beneath canopies of fruit trees.

If one was to gather into a single place all of the stories and images that I witnessed during those days and months in Ukraine, it would amount to a horrifying book about colossal injustice: forced labour and secret beatings, children deported to Germany, burnt houses and looted warehouses, evictions onto squares and streets, pits where those suspected of having sympathy for or connections with partisans were shot, humiliations and mockery, vulgar cursing and bribes, drunken and erratic behaviour, and the bestial depravity of reckless, criminal people in whose hands rested the fate, life, integrity and property of many millions of Ukrainian people for two long years. There is no home in a single Ukrainian town or village where you will not hear bitter and evil words about the Germans, no home where tears have not flowed during these past two years; no home where people do not curse German fascism; no home without an orphan or widow. These tears and curses flow like streams to an immense river of collective grief and fury; day and night, its troubles and pain roar beneath a Ukrainian sky that has been darkened by the smoke of raging fires.

....

And it occurred to me that just as Kozary is silent, so too are the Jews in Ukraine silent. In Ukraine there are no Jews. Nowhere—not in Poltava, Kharkov, Kremenchug, Borispol, not in Iagotin. You will not see the black, tear-filled eyes of a little girl, you will not hear the sorrowful drawling voice of an old woman, you will not glimpse the swarthy face of a hungry child in a single city or a single one of hundreds of thousands of shtetls.

Stillness. Silence. A people has been murdered. ("Ukraine without Jews")

Victoria Amelina sought to document the tragedy and atrocity that have once again engulfed Ukraine. The atrocious and lawless war of aggression initiated by the Russian Federation and its tyrant, Vladimir Putin rivals the crimes of Stalin and Hitler against the people of Ukraine. Once again innocent Ukrainian men, women, and children are being murdered, their cities and lives destroyed, and a new chapters of crimes against humanity are being written.

Victoria Amelina, your life ended too soon, and your courage is inspiring.


Friday, June 2, 2023

Photographs from the Holocaust

image: Warsaw Ghetto Memorial 1948 (detail)

An earlier post analyzed Wendy Lower's stunningly original treatment of a single photograph of a 1941 mass killing in the town of Miropol, Ukraine (link). The photograph captures the murder of a Ukrainian Jewish mother and her child by German soldiers and Ukrainian militiamen. After extensive investigation Lower was able to determine the identities of the victim, several of the killers, and the photographer. Like many photos documenting the atrocities of the Holocaust, this photograph was taken by a member of the German armed forces, a Slovak named Lubomir Škrovina. Initially Lower takes him to be an accomplice or collaborator, but eventually discovers that he was a dissident and a supporter of the Slovak resistance movement. She finds that Škrovina was concerned to record for the outside world the atrocities he witnessed under German occupation. In fact, Škrovina was a resister, not a collaborator.

Now consider some of the best-known photographs from the Holocaust and their provenance. Some of these images come from the merciless destruction of the Warsaw Ghetto following the Warsaw Ghetto uprising. A largescale aktion was planned by the SS to put down the Warsaw Ghetto uprising in early 1943. The action was conducted by SS-Brigadeführer Jürgen Stroop, and it resulted in the deaths of 13,000 Jewish residents immediately. In the aftermath almost all of the 50,000 survivors were dispatched to the death camps of Majdanek and Treblinka.

We must ask a crucial question: how do we happen to have these photographs? Because the Nazi state was interested in documenting the success of its plans to exterminate the Jews of Poland and all of Europe. These photos were taken by a German military photographer at the orders of Stroop, to record the "efficiency" and completeness of the operation. Triumphal volumes of these photos were subsequently conveyed to Himmler and to the supreme commander of the SS, and eventually the collection of photos made their way into the Nuremberg trials. Originally titled "The Jewish Quarter of Warsaw Is No More!", the collection is now referred to as the "Stroop Report".

Perhaps the most powerful and widely known photograph of the Holocaust comes from the Stroop collection, the "Boy in the Warsaw Ghetto" image (reproduced below). It is an emotionally wrenching image of a group of adults and children with their hands raised being forced out of a Warsaw bunker by German soldiers. In the center of the image is a boy, apparently 8-10 years old, with his hands raised, and a German soldier in the background with a submachine gun aimed in his direction. The tragic inevitability of this group of innocent human beings at the power of ruthless armed men is a powerful emblem of the cruelty and remorselessness of the Holocaust. And what about the Nazi soldier? His identity is now known. His name was SS-Rottenführer Josef Blösche, and he was a notorious genocider who had joined the Nazi Party in 1938. This was no "ordinary man" along the lines of the policemen treated in Christopher Browning's study of Reserve Police Battalion 101 (link). (Blösche appears in several photos in the Stroop collection.) Blösche was convicted of war crimes, including murder of some 2,000 people, and was executed in Leipzig (GDR) in 1969. During his trial he was questioned about the moment captured in this photograph:

Judge: "You were with a submachine gun...against a small boy that you extracted from a building with his hands raised. How did those inhabitants react in those moments?"

Blösche: "They were in tremendous dread."

Judge: "This reflects well in that little boy. What did you think?"

Blösche: "We witnessed scenes like these daily. We could not even think." (Dan Porat, The Boy: A Holocaust Story (Hebrew). Dvir, 2013; quoted in Wikipedia (link))

Here are three especially powerful images from the Stroop file, including the "Boy in the Warsaw Ghetto". Blösche appears in the first and third images, and may also figure in the second image.




These are historically important images of a tragic moment in history. But they raise a difficult question: how should photographs like these be used? They are doubly charged with moral valence: they depict tragic and evil events in which pain and death are imposed on innocent people; they were produced by the perpetrators of that evil history; and they were produced for the purpose of glorifying the "successes" of the Nazi plan of extermination. All of the civilians in these photos are almost certainly doomed -- either immediately in the streets of Warsaw or in the death camps of Majdanek and Treblinka. So how can we treat these photos with the dignity that their human subjects deserve, while at the same time allowing the viewer to learn important aspects of the history of the Shoah that urgently need to be understood? (Recall the profound insights Wendy Lower reached in her analysis of an equally powerful and tragic image.)

Perhaps the question answers itself: treat images like these with the respect and dignity that the subjects deserve; and do so solely for purposes that lead to greater understanding of these terrible events -- not for entertainment, not for extraneous "marketing" purposes. For example, the World Wrestling Entertainment corporation recently used footage from Auschwitz to advertise an upcoming match. The Auschwitz-Birkenau Memorial and Museum released a compelling statement: “Exploiting the site that became a symbol of enormous human tragedy is shameless and insults the memory of all victims of Auschwitz”. WWE subsequently apologized (link).

We could say the same about careless and unthinking uses of these black-and-white photographs for purposes other than respectful understanding and remembrance.

(A full file of the Stroop Report photos is available here. Here are brief historical accounts of the Warsaw Ghetto uprising (link, link) and a video exhibition recording survivors' experiences from Yad Vashem (link).)


Thursday, April 13, 2023

Social science study of the Holocaust

image: "Mapping the SS Concentration Camps," Geographies of the Holocaust (Anne Kelly Knowles, Tim Cole, and Alberto Giordano, eds.)

The complex realities of the Holocaust are now more than seventy-five years in the past. And yet the history, causes, and variations of this nightmare period have not yet been adequately understood (link). An excellent recent volume makes the case that social scientists -- political scientists, sociologists, demographers, economists -- potentially have much more to offer than they have done to date. In Politics, Violence, Memory: The New Social Science of the Holocaust, Jeffrey Kopstein, Jelena Subotić, and Susan Welch have assembled a rich collection of articles from current social-science research that illustrates the value that social science perspectives can bring to understanding the complex events that make up the Holocaust. (Here is an earlier post summarizing historians' silence about the Holocaust following the end of World War II; link.)

The editors' introduction provides an analysis of the incentives of the disciplines of the social sciences to account for the relative neglect of questions surrounding the Holocaust in political science, sociology, and demography in the 1960s through the 1980s and 1990s. The topic was likely to be considered an "area study", far from the methodological and theoretical orthodoxies of the established social science disciplines. It was a "special case" and not amenable to the large-scale generalizations preferred by social-science methodologies at the time.

Within political science in particular, perhaps nothing illustrates the delay in taking up the Holocaust as an object of study more poignantly than the fact that the first panel in the history of the annual meeting of the American Political Science Association devoted entirely to the subject appeared in the program only in 2011. (p. 19)

What can social scientists bring to contemporary Holocaust research? A key underling theme that runs across many of the essays is the idea that we should approach the Holocaust, not as a single unified event, but as a series of parallel and geographically and nationally separated events and processes. Here is a formulation of this idea by the editors in their introduction:

Charles King elaborates on his idea that the Holocaust is best seen by social scientists as a series of events, shaped in large part by local actors attuned to their own circumstances and institutions alongside the state strategies of the occupying power. He also highlights the Holocaust as a product of interstate collaboration and competition, the dynamics of which greatly affected outcomes in different nations. (p. 30)

Here is King's own formulation of the idea:

The macrohistorical phenomenon is so large and multilayered that a social science of it seems meaningless, or perhaps too meaningful. The Holocaust is thus best seen not as a single “case” but as a macrohistorical matrix of highly variable forms of mass killing, resistance, and survival. Recent work within Holocaust studies and an emerging literature offering social scientific insights on the Holocaust itself have revealed a vast field of variation—from the identity of perpetrators, to the possibility of resistance and survivorship, to the evolution of mass killing as state policy. (p. 43)

And Daniel Ziblatt summarizes this approach in his concluding essay in these terms:

Recently, historians have pushed back against this narrative with more fine-grained attention to local and decentered unfolding of events (Gross 2001; Bartov 2018). This volume represents a sustained effort of social scientists to join this conversation. This happens at a moment when not only social scientists but also historians have moved to the micro. At the core of this intellectual convergence is the proposition that the Holocaust is not simply to be thought of as a single “case” or “singular event” that occurred between 1933 and 1945, directed by the hierarchical German Nazi war machine. Instead, King (chapter 1) and the other authors suggest that the Holocaust should be conceived of as a process of (1) disparate events—mass killings, pogroms, forced migration, resistance, and survival; in which (2) multiple types of actors—perpetrators, victims, and bystanders— participated; all in (3) multiple locations—far from Berlin, and outside of German-directed concentration camps, and instead spread across the diverse landscape of both urban and rural communities in Central and Eastern Europe. (pp. 454-455)

The idea here is that it is valuable and insightful to examine the regimes of killing encompassed by the Holocaust at a range of levels -- macro, meso, micro; geographical; bureaucratic/military/organizational; gender; and other dimensions as well. And contributors argue that this strategy of disaggregation permits comparison across cases that sheds light on the behaviors, capacities, and outcomes that were present in different locations -- Lithuania, Hungary, or Denmark, for example.

This approach is similar to an important stream of research in historical sociology: comparative historical sociologists and new institutionalists who seek to understand the meso-level social arrangements that differentiate across apparently similar cases. This preference flows from an assessment of where the causal action is to be found: not at the grand level of macro-structures, but at the intermediate and contingent level of meso-level social processes and arrangements. It is a methodology that directs our attention to the social mechanisms through which outcomes of interest have arisen, and also account for the variations across episodes that we can observe. (McAdam, Tarrow, and Tilly make this point in Dynamics of Contention.)

The thrust of King's chapter, echoed in many other contributions, is that we can fruitfully seek out causes of mass killings in the borderlands (Ukraine, Belarus, Lithuania) by understanding the chronology, location, and population details of various episodes, and then engaging in careful comparison across cases to sort out what appear to be operative social influences (or what we might also call social mechanisms). How did mass killings by civilians vary across instances in ways that can be associated with factors like religious affiliation, existence of inter-group relationships, ideology, economic duress, and other factors?

This approach affirms that there were certainly macro-level causes at work -- German state policy and military decision-making -- but that these macro-level actions did not uniquely determine the outcomes. Both Eugene Finkel and Jeffrey Kopstein argue in their chapters for the importance of episode-specific factors in seeking to understand the ways that different locations displayed different patterns of resistance and mass murder. Kopstein's comparison of the occurrences of pogroms in 1941 in Lithuania and Ukraine illustrates the point. He asks:

What, then, was the meaning of the pogroms of summer 1941? Why engage in these exercises in public humiliation and brutality? Let us return to the simple statement made at the outset of this chapter: pogroms occurred in less than 10 percent of the localities in Western Ukraine where Jews resided. In other places, pogroms either were stopped, in many cases by local Ukrainian heroes, or never got off the ground in the first place. What distinguished these two very different kinds of localities? (p. 180)

Jan Burzlaff's contribution offers an historian's appreciation for the importance of finding a level of analysis that is neither too general nor too particular:

The second chief benefit for historians stems, I believe, from the close attention that social scientists pay to variations, paving the way for a middle ground between law-like regularities and historians’ attention to specificity. It is a truism that the Holocaust unfolded very differently across various countries, regions, even cities—hence the importance of understanding both Nazi policies and social processes on the ground (Bloxham 2009). The combination of different scales of analysis not only allows for a more careful understanding of how local and communal factors played a role in the Holocaust’s unfolding, but also dismisses one-size-fits-all approaches to the origins and variety of Nazi violence and—above all—the absence of neighbor-on-neighbor violence in specific communities (Bartov 2018). (p. 100)

In addressing the facts of the Shoah, it is crucial for historians and social scientists to fully recognize the depth of the human catastrophe that the Holocaust represented. This is one reason why there has been a continuing debate over the question of whether it is ever legitimate to compare the Holocaust to other horrific instances of genocide (link). King addresses the issue of comparability in an appropriate way:

It is fully possible to accept the uniqueness of the Holocaust as a world-historical event while also fruitfully comparing each of its myriad components with their cognates elsewhere: the relationship between ideology and purposeful killing, the origins of genocidal state policy, collaboration and denunciation, the politics of military occupation, rescue and resistance, the dehumanization of noncombatants, the political economy of violence, and survivorship and the politics of memory, among many others. (p. 57)

...

The problem with this view is that it too easily glides over the ethics of comparison, the morality of “modeling” human suffering, and the ultimate purposes for which scholars willingly delve into awfulness. After all, the comparison of discrete human experiences is never a cavalier exercise, especially in the realm of violence, loss, and death. The systematic and thorough nature of Nazi practice still places the Holocaust in a peculiar moral category. Its scale was gargantuan. It involved the purposeful killing of millions of individuals as well as the extinguishing of an entire civilization—the culture of the East European borderlands rooted in Jewish religiosity and the Yiddish language. It flowed from an ideology that was not just distasteful but fundamentally abhorrent, one that marshaled science and history to condemn an entire human population to elimination—in theory, anywhere its members happened to live on the entire planet. It produced social, political, cultural, and economic consequences that are still unparalleled. The Holocaust can still be a moral category of one even when specific episodes of violence, the tactics of perpetrators and heroism of resisters, and importantly the social scientific patterning within this world-historical event turn out not to be unique. The sum of every massacre, pogrom, shooting, and gassing within the Holocaust still does not quite equal the Holocaust. (pp. 79-80)

Politics, Violence, Memory provides a valuable demonstration of the importance of confronting various aspects of the Holocaust using methods and theories from the social sciences. One can only hope that it will help to bring studies of the Holocaust into the mainstream of the social sciences. It is a vast and tragic reality that we have not yet adequately understood or internalized.

(Here are two other interesting and innovative contributions to new social science research on the Holocaust: Geographies of the Holocaust, edited by Anne Kelly Knowles, Tim Cole, and Alberto Giordano, and Morality in the Making of Sense and Self. Stanley Milgram’s ‘Obedience’ Experiment and the New Science of Morality, edited by Matthew Hollander and Jason Turowetz (forthcoming).)


Wednesday, June 1, 2022

Soviet atrocities in Ukraine, 1941


In light of the horrific information now available about atrocities committed in Ukraine by occupying Russian forces in towns such as Bucha -- rape, torture, summary execution, as well as mass deportations to "filtration camps" -- it is grimly important to recognize that there was a prior period of fantastic brutality and atrocity committed by Russians against Ukraine over eighty years ago. The NKVD -- the secret police of the Soviet Union and Stalin's reliable enforcers of murder and mayhem -- carried out mass executions of tens of thousands of prisoners in prisons in western Ukraine in June 1941. At least 70% of these victims were Ukrainians, with 20% estimated to be Poles and the remainder Jews and other nationalities (Kiebuzinski and Motyl 28). The bulk of these prisoners were accused of political crimes or nationalist "anti-Soviet conspiracies". These were prisoners whom the Soviet authorities took to be a threat to Soviet rule. These massacres were comparable in magnitude and ferocity to the executions of Polish prisoners of war and other members of the Polish elite undertaken by the NKVD in April 1940 in Katyn Forest and other locations. They were unforgivable crimes of war against innocent and unarmed people.

Surprisingly, the NKVD prison massacres have not been very extensively documented or noted until the past decade. One exception is John-Paul Himka, who takes note of the NKVD massacre of thousands of political prisoners in three prisons in Lviv in June 1941 in his article "The Lviv Pogrom of 1941: The Germans, Ukrainian Nationalists, and the Carnival Crowd" (2011 link):

The pogrom in Lviv occurred against the background of the proclamation of a Ukrainian state in that city on the first day of the German occupation, a subject to which we shall return. The other important contextual circumstance of the Lviv pogrom of 1941 was the discovery of thousands of decomposing corpses of political prisoners who had been murdered by the NKVD in the days previous, as the Soviets realized that the Germans were advancing too rapidly for them to evacuate the prisons. The stench of bodies emanated from the prisons, which were on fire when the Germans arrived on Monday 30 June. Many Ukrainian nationalists were among the victims. The Germans had the corpses retrieved, by Jews, and laid out for public display. Relatives of the prisoners searched among the bodies, looking for their loved ones. The bodies were found in three prisons: the Zamarstyniv street prison; the Brygidki prison; and the prison on Lontskoho. (Himka 2011: 210-211)

Himka provides further details about this Lviv massacre in "The Lontsky Street Prison Museum" (2015 link):

The history of the Lontsky St. prison during the Second World War is a brutal, tangled tale that this study will seek to clarify in order to show how the current museum presents a one-sided, politically motivated version of what transpired on its site. In brief, Lviv, and with it the prison, came under Soviet rule from September 1939 until June 1941. In addition to severe maltreatment of prisoners at Lontsky St. and at other prisons in Lviv, a maltreatment that was typical enough of Stalinist incarceration, the Soviets ended their control of the prisons in June 1941 with a horrific crime. Unable to evacuate the prisoners fast enough after the German attack on the Soviet Union on June 22, the NKVD prison administration murdered the political prisoners to prevent their cooperation with the German enemy. As the posters in the museum inform visitors, in the last days of June 1941, the Soviets killed 1,681 prisoners at the Lontsky St. prison, 971 in the prison on Zamarstyniv St., and 739 in the Brygidki prison in Lviv. These killings, known as the NKVD murders, are the primary focus of the memorial museum today. (Himka 2015: 137-138)

But these references provide little detail or context of the broader massacre that occurred in many sites across western Ukraine. Soviet and Russian secrecy -- especially about the criminal activities of the NKVD and its successors -- has worked hard to conceal the human realities of these crimes.

Map: Kiebuzinski and Motyl 2017, Figure 1

Some of the obscurity of this period of murder by the NKVD came to an end in 2017 with the publication of The Great West Ukrainian Prison Massacre of 1941 by Ksenya Kiebuzinski and Alexander Motyl, family members and descendants of victims of this series of massacres. The volume is primarily a collection of documents that will permit other researchers to investigate the events more fully.

The editors note that Ukraine suffered enormously at the hands of Russians during the first half of the twentieth century:

According to a study published by the Moscow-based Institute of Demography, Ukraine suffered close to 15 million ‘excess deaths’ between 1914 and 1948. Of that number, about 7.5 million were attributable to Soviet policies and 6.5 million to Nazi policies. According to Nicolas Werth, meanwhile, the Stalinist regime killed some 12 million of its people. When we consider that over half of them were Ukrainian (far in excess of Ukrainians’ share of the total Soviet population), it is hard not to register outrage at this monstrous system’s hostility to its people in general and Ukrainians in particular. (Kiebuzinski and Motyl 2017: 27)

The volume provides a brief history of the events in an extensive introduction, but its primary goal is to provide archival materials that will permit other scholars to discover more of the details of this organized and deliberate slaughter. The planned purposiveness and cruelty of the slaughter is evident in the record:

The Massacre was not a spontaneous action by the retreating Red Army and NKVD, but, as numerous official documents attest, had been coordinated and planned by Soviet authorities. Especially striking is the fact that many prisoners were, as their obviously mutilated bodies suggested, viciously tortured before they were killed. (31)

And -- like Russian military atrocities today in Bucha and elsewhere in Ukraine today -- the victims of torture and murder of the great Massacre were immediately visible as the Red Army retreated:

No less important than the number of dead is that they were discovered within the space of little more than one week, in a single sustained, relentless wave. Every time the Soviets evacuated and/or the Germans entered a city or town, heaps of rotting corpses were found in prisons, ditches, or rivers. And since this was the height of summer, memoirists and eyewitnesses invariably mention the unbearable stench. (42)

In addition to wholesale murder, the NKVD organized mass deportations from the territories it seized following Germany's invasion of Poland, in order to incorporate the territories into the USSR without popular opposition.

Fearful of national, anti-Soviet elements and an educated class in the new lands, and of their potential influence on Ukrainians to the east, the NKVD entered the territory in force. Mass arrests and deportations of formerly Polish citizens ensued, targeting first Poles and Jews, and then Ukrainians. (37)

The authors estimate at least one million deportations from these occupied territories (38). Again -- there are reports of largescale deportations of Ukrainian people from eastern Ukraine today by Russian military and political forces.

Both Himka and Kiebuzinski and Motyl draw a connection between the NKVD atrocities and the surge of Ukrainian anti-Semitic violence and murder in 1941. German propaganda linking Communism and the Jewish populations of Poland, Ukraine, and the Baltic states -- the myth of "Judeo-Bolshevism" conveyed by Hitler and the Nazi propaganda machine -- played into the trauma of NKVD atrocities in Poland and western Ukraine, perhaps fueling pogroms (as in Lviv) and collaboration with Nazi extermination units. Indeed, in his review of Kiebuzinski and Motyl Thomas Chopard (link) takes the editors to task for their overly forgiving treatment of Ukrainian nationalism (OUN) and its anti-Semitic foundations:

On retrouve en filigrane la disculpation des mouvements nationalistes ukrainiens quant à leur antisémitisme ou leur participation aux violences antisémites, portée par le narratif ukrainien nationaliste contemporain. Ainsi qu’une ethnicisation à marche forcée des acteurs (des victimes comme des bourreaux), déjà à l’œuvre dans le discours nationaliste des années 1940. Les pogromistes sont renvoyés à leur individualité, masse indistincte et indocile. (Chopard, 710)

Explaining the Holocaust is hard enough, and assigning responsibility for mass murder, collaboration, and pogrom is an important ongoing task for the historian. But the prison massacres conducted by the NKVD in 1940 in western Ukraine -- as well as the atrocious massacres in Katyn Forest in the prior year in Poland -- must be recognized, investigated, and accounted for. And most importantly -- nothing like them can be allowed to occur again. And yet here is a very specific reason to focus on those days in 1941 today. The rapes, torture, mutilations, and murder of the innocent that have been documented in Bucha today (link) are very similar in their horror to those atrocities that occurred at the orders of another Russian (Soviet) government in 1940 and 1941.

It is tempting to ask whether local memories, passed down in communities and families, of these unspeakable crimes by Russians against Ukrainians in 1941 -- as well as memories of the Stalinist war of hunger against Ukraine in 1931-32 -- are an important component of the fierce resistance and courage shown by Ukrainian people throughout the country today.

Monday, January 24, 2022

Silence about the Holocaust after 1945

Image: Holocaust memorial at Camp Westerbork, The Netherlands

Each of the great evils of the twentieth century -- the Holocaust, the Holodomor, the Gulag -- was shrouded in silence and concealment for decades after information became available to the world. In the case of the Gulag, the Soviet government exercised great effort to keep the facts of the prison camp system quiet, and the Communist parties of Western Europe minimized or obfuscated the facts that were publicly available. (Anne Applebaum documents much of this shameful record of secrecy and obfuscation in Gulag: A History.) A similar story of secrecy and lies can be told about the Holodomor.

Most inexcusable is the silence that greeted the facts of the Final Solution after the end of hostilities in 1945. The evidence of mass killing was everywhere -- extermination camps, burial pits in Poland and Ukraine, first-person observations, the writings of contemporary observers like Vasily Grossman, and the Nuremberg trials. And yet there was little public recognition or discussion of the magnitude of the evil committed by the Nazi extermination plan, and their national collaborators, until the 1960s and 1970s.

Stimulated by discussions beginning in 1988 in Michigan at the first Holocaust Memorial Center in the United States, a group of scholars undertook to write a set of country studies on the reception of the Holocaust across Europe, North America, and Japan. The results are presented in a massive 1996 volume edited by David Wyman, The World Reacts to the Holocaust, which is highly relevant for our project of "confronting evil in history". Most of the countries surveyed in this volume did not confront history honestly; rather, they constructed more comfortable narratives that minimized the involvement of their own citizens in the Holocaust, and sometimes minimized and "normalized" the mass killings of Jews themselves. In his introduction David Wyman writes that during the 1950s "the most difficult and sensitive questions about the Holocaust had barely been raised. These issues included ... questions about the guilt of the German people, complicity and collaboration in the countries under German occupation, the failure of non-Jews to attempt to save their Jewish neighbors, and the very limited rescue efforts on the part of the outside world. Nor were these issues confronted during the 1950s; instead, in that decade the Holocaust all but disappeared from public consciousness in most of the world" (xix).

Here is the table of contents and list of countries studied:


The book demonstrates an important feature of Holocaust history -- the fact that much of the killing, and many of the documents, took place in Eastern Europe, in countries that came under Soviet control during and after the war. The Soviet government was slow to make available to the public records and documents that could provide a reasonably full understanding of the Holocaust in Ukraine, Belarus, Lithuania, Estonia, and Poland. Wyman writes, "Until the later 1980s these [Soviet bloc] countries all followed the Soviet Union's approach to the Holocaust: they universalized it and forced it into a Communist ideological mold. The destruction of the Jews was seen as merely a small part of racist fascism's murder of millions of Eastern European civilians" (xxi).

A number of the essays make the point that media events played an important role in Western European and North American countries in bringing awareness of the Holocaust to a broad audience. These include the US television series Holocaust (1978), Marcel Ophuls' two-part French documentary The Sorrow and the Pity (1969), and Claude Lanzmann's French documentary film Shoah (1985).

Here I will provide highlights from three of the country studies, to give a sense of the depth and detail of the essays. There is still much to be learned about the Holocaust and the way that various publics and governments have been willing to face the truth about their pasts honestly.

France, David Weinberg

David Weinberg's article on documents the French government's desire to "sanitize" the history of the Vichy years and the circumstances of the deportation of sixty to seventy thousand Jews from France to Nazi extermination camps. The issue of return of spoliated property -- homes, businesses, other forms of pre-war wealth -- was highly contentious in France in the postwar years. Further, thousands of Jewish children had been separated from their parents, and the task of reuniting families was both logistically and socially difficult. But most significant was the political interest that postwar governments had in concealing or distorting the collaboration that had occurred during the German occupation and the Vichy regime. "For much of the early postwar period the tragic events surrounding French involvement in the Final Solution were masked by governmental concerns with reconstruction and reconciliation.... The result was the gradual emergence of a national myth that viewed the overwhelming majority of Frenchmen during World War II as resisters to Nazism and portrayed the Vichy regime as an aberration whose traitorous deeds resulted from the venality and fanaticism of a crazed few" (18). One result was a resurgence of the far right in France: "Government amnesties brought many collaborators back to France after years in exile, and in the early fifties there was a noticeable increase in neo-fascist and neo-Nazi activity on the part of the extreme Right" (19). Weinberg also documents a resurgence of anti-Semitism in French society and politics in the 1950s. He describes the highly convoluted development of French political culture during the 1960s and 1970s, in which anti-colonialism converged to some degree with anti-Zionist, or anti-Israel, sentiment among activist youth. An important event in shifting French public awareness of the Holocaust and the Vichy years was the capture and trial in 1983 of Klaus Barbie, the chief of the Gestapo in Lyons and the prime mover in the deportation of French Jews. Barbie was also a notorious murderer of captured members of the Resistance (including Marc Bloch). Preparations for trial created a great deal of debate in France, and Barbie was eventually convicted and sentenced to life in prison, dying in prison in 1991. (Here is a detailed treatment of the Barbie trial; link.) Weinberg closes on a pessimistic note: French leaders as recently as Mitterrand preferred to remain silent about the crimes and collaborations of the Vichy years (35), and there has not yet been a clear and honest reckoning of the war years.

Poland, Michael Steinlauf

Poland's postwar history was determined by the imposition of a Soviet-style Communist regime. Returning Jews were unwelcome in Poland, in large part because of conflict over spoliated properties. Numerous pogroms took place in the first two years following the end of the war, including the shocking pogrom at Kielce that resulted in the murder of at least 42 people (112). (Steinlauf gives some credence to the possibility that the NKVD may have deliberately provoked the violence at Kielce.) Steinlauf describes 1956 as an important turning point in Polish political history, the "Polish road to socialism", resulting in an anti-Stalinist regime that was more pragmatic than its predecessors. But this change of regime also permitted a resurgence of anti-Semitic attitudes in society and within political elites. Largescale emigration from Poland to Israel and other countries took place, reflecting the conviction by the Jewish population that Poland would never be a welcoming home for them. The Communist government -- before and after the change of orientation in 1956 -- continued to ignore the Nazi extermination of Jews in favor of "Poles and citizens of other nationalities". "Under Communism, Auschwitz became a monument to internationalism that commemorated the 'resistance and martyrdom' of 'Poles and citizens of other nationalities,' In consultation with the International Auschwitz Committee, a group of survivors and relatives of victims dominated by veterans of the largely Communist Auschwitz underground, barracks in the original work cam were turned over to twenty countries for use as 'national pavilions.' One of these structures became a 'Jewish pavilion'" (117). Every part of this story represents denial: denial of the Jewish identities of the victims, erasure of the Nazi extermination goals of the camp, and inflation of the number of victims in order to suggest that comparable numbers of "Poles, Russian prisoners of war, and other non-Jews" were murdered at Auschwitz-Birkenau. "Auschwitz could thereby emerge as the central symbol of Polish martyrdom, but within an inclusive internationalist framework" (117). Even the monument at Treblinka, where only Jews were killed and which is specific about the Jewish identities of the victims there, was publicly described in Poland as "800,000 citizens of European nations" (119).

This pattern of Soviet obfuscation resulted in a national narrative "whose effect was to marginalize, or 'ghettoize,' its subject" (120). Poland's political history between 1956 and 1989 was complex and contentious, and anti-Semitism played a recurring role. 1968 manifested a student movement in Poland, state repression, and a serious official intensification of anti-Semitic actions and policies, in the form of an anti-Zionist campaign. (This is the period when Bauman and Kolakowski were force to leave Poland; link, link.) The period of the Solidarity movement, according to Steinlauf, produced greater honesty and openness about the tragedy of the extermination of the majority of Poland's Jewish population. Steinlauf quotes an especially interesting literary exchange between Czesław Miłosz and the literary critic Jan Błoński, concerning Miłosz's poem about the Warsaw ghetto "A Poor Christian Looks at the Ghetto"; (link): "Błoński explained that Poles had blocked the memory of this part of their history because 'when we consider the past, we want to derive moral advantage from it ... we want to be completely clean. We want to be also -- and only -- victims.' ... Błoński suggested that the only remedy was to see the past fully, without defensiveness, and then to 'acknowledge our own guilt, and ask for forgiveness'" (139).

Steinlauf depicts the period in Poland from 1989 to the mid-1990s as one in which the situation has improved. There is a greater willingness to speak openly about anti-Semitism in Poland -- past and present. Historical memorials have been corrected to more accurately reflect the overwhelming majority of Jews killed in Sobibor and Treblinka (144). And Steinlauf records the decision by the Polish government in 1990 to correct the inscriptions at Auschwitz, replacing reference to "four million people" murdered at Auschwitz with this passage:

Let this place remain for eternity as a cry of despair and a warning to humanity. About one and a half million men, women, children and infants, mainly Jews from different countries of Europe, were murdered here. The world was silent. Auschwitz-Birkenau, 1940-1945. (145)

Steinlauf concludes his article with these hopeful words (in 1996): "Half a century after witnessing the Holocaust, Poles are freely confronting the memory of the experience for the first time. It is far too soon, however, to speculate about the meaning of this confrontation. It will gradually assume a coherent form only in the decades to come" (145). The final qualification is prophetic, since in the past decade Poland has seen nationalist politicians and legislators seeking to -- once again -- silence honest acknowledgement of Polish responsibility during the time of the Holocaust.

Lithuania, Dov Levin

Dov Levin notes that the culpability of Lithuanians in the Final Solution is deep. Even before the German invasion began, murderous pogroms occurred in many communities in Lithuania. "Unlike the pogroms in Russia and Ukraine at the turn of the century, which had been organized mainly by the anti-Semitic and archconservative political vigilantes known as the Black Hundreds, in Lithuania, especially in the smaller towns, Jews were actually murdered by former neighbors, classmates, and customers" (333). Only days before the German invasion a massacre in Kaunas (Slobodka) of 1200 men, women, and children was undertaken by "armed Lithuanians who called themselves partisans". 2000 more Jews were murdered in the same place in the next few days (333). After the arrival of German forces and Einsatzgruppe A, "Lithuanians were soon accepted ... as auxiliaries attached to German units" (333). 90% of Lithuania's Jews perished by the end of the Holocaust in Lithuania, the majority before December 1941.

Following the retreat of the German forces from Lithuania following the battle of Stalingrad, the Soviet Union re-established control over Lithuania. It enforced its party line concerning the Holocaust, especially concerning the deaths of Jews, emphasizing "innocent Soviet citizens" rather than Jews as the primary victims. A quantity of documentary evidence was collected by the Jewish State Museum in Vilnius, but the museum was only permitted to operate for four years. Upon closure its valuable materials and documents were stored in a variety of places, including "book depositories of the Lithuanian SSR, where it was inaccessible to scholars and other interested persons" (338). Soviet authorities soon became unwilling to pursue complaints about stolen property, collaborators, and other crimes that had occurred during the German occupation (337). "Although many war criminals were eventually arrested and tried, the authorities generally avoided dwelling on the widespread nature of Lithuanian wartime collaboration with the enemy" (339). Levin observes that conditions for the surviving or returning Jewish community improved in the post-Stalin period, and there was an increase in publication of books and articles about the experience of the Nazi period in the 1960s and 1970s (340). However, diaspora Lithuanian communities began a campaign of obfuscation concerning Lithuanian responsibility for the killings of Jews (342). Within Lithuania the situation was different, according to Levin; "by the end of 1987 and early 1988, articles began to appear in the Lithuanian press ... severely criticizing past sins of both omission and commission in reference to the memory of the Holocaust" (343). After the collapse of Communist rule in Lithuania the Supreme Council of the Lithuanian Republic issued a statement in May 1990 signed by President Landsbergis, according to which the Supreme Council "unreservedly condemn[ed] the genocide committed against the Jewish people during the years of the Hitlerite occupation in Lithuania and state[d] with sorrow that among the henchmen who served the occupying power there were also citizens of Lithuania" (345). Levin notes the subsequent emergence of extreme anti-Semitic nationalists in Lithuania. He also highlights several important themes or myths that have taken hold in Lithuania that have the effect of misleading the current generation about the grim realities of the past: idealization of the past concerning Jewish-Lithuanian relations; symmetry between Jewish and Lithuanian behavior during World War II; tendentious exaggeration or distortion of proportions; reciprocity in punishment of war criminals; and euphoria about the present and utopian optimism for the future (347). 

Assessment

These are just three of the fascinating country cases included in The World Reacts to the Holocaust. Every essay contains material that will be surprising to the non-specialist. There are common themes, however. Both in the Soviet bloc and in Western Europe there is a residual level of anti-Semitism that expresses itself periodically. In all parts of Europe there have been political and nationalistic reasons for concealing or obfuscating the past -- for the sake of national unity, for the sake of economic progress, for a desire to move on. And yet each case makes it clear that no country can thrive if it is unwilling to honestly examine its past, to reckon with the inexcusable things that its citizens have done in prior decades, and to commit to a process of recognition, acknowledgement, and sorrow for the murders and atrocities committed in its name. Finally, it is important to recall that each of these narratives ends in the early 1990s. Much has happened in European politics that has given new force to right-wing nationalism, populism, and anti-Semitism that makes the overall cautious optimism of the volume quite uncertain. It would be highly interesting to see followup articles on these countries to see how things have developed in the twenty-six years since the volume was first published.

(A few examples of poetry relevant to the question of remembrance of the Holocaust are collected in a separate post; link. Powerful and evocative poems by Yevgeny Yevtushenko (Russia), Wim Ramaker (Netherlands), Czesław Miłosz (Poland), and Vasily Grossman (Ukraine) are provided there.) 

Wednesday, January 19, 2022

Frankl and Shalamov on existence in the camps

Image: Viktor Frankl

Image: Varlam Shalamov, NKVD photo

Viktor Frankl, born in Austria in 1905, had the tragic misfortune to be swept up into the maelstrom of the Final Solution. He was an impactful psychotherapist, both before and after the war, and he invented the field of logotherapy. His experience in Auschwitz and other Nazi camps had a deep impact on his view of the human being's emotional life. He expressed some of his Auschwitz experience -- initially anonymously -- in Man's Search for Meaning.

Varlam Shalamov was born in 1907 in Vologda, Russia. He supported the Russian Revolution, but sided with Trotsky rather than Stalin. He became a victim of Stalin's purges and spent 1937-1951 as a political prisoner -- a zek -- in various Kolyma slave-labor camps, the harshest part of the Gulag. After his release in 1951, and following another two years in Kolyma as a non-prisoner medical assistant, he began writing a series of stories capturing the experience of the slave labor camps of Kolyma. These writings were initially circulated as samizdat, then published abroad in translation in 1966, and finally published in Russian in 1978. Many of those stories are collected in Kolyma Stories, and they provide stark, unadorned still-life images of moments of cruelty and almost unendurable hardship in the camps in the far north, from the point of view of a long-serving zek

Frankl's account of life in Auschwitz is detailed and grueling. He describes arrival at Auschwitz, labor, food, starvation, the cold, beatings by the guards, and severe physical suffering. Laconically he reports that of the 1500 prisoners in the train that brought him to Auschwitz, 90% were immediately consigned to the gas chambers. And he speaks honestly about the dehumanization created by existence in a death camp.

On the average, only those prisoners could keep alive who, after years of trekking from camp to camp, had lost all scruples in their fight for existence; they were prepared to use every means, honest and otherwise, even brutal force, theft, and betrayal of their friends, in order to save themselves. We who have come back, by the aid of many lucky chances or miracles--whatever one may choose to call them--we know: the best of us did not return. (19)

But this is not Frankl's last word on dehumanization. He returns to the question late in the memoir, and finds that this descent into a brutish, dehumanized fight for existence was not universal. Rather, Frankl finds room for optimism about the capacity that human beings have for courage and for maintaining their ability to choose their responses to suffering.

It is worthwhile comparing Frankl's descriptions with "lessons learned" by Shalamov in his years of forced labor in the prison camps of the Gulag. In his introduction to Kolyma Stories Donald Rayfield quotes a fragmentary text from 1961 in which Shalamov describes "what I saw and understood in the camps". With these 45 terse observations Shalamov provides his most explicit statement about what the experience of Kolyma was for him.

1 The extreme fragility of human culture, civilization. A man becomes a beast in three weeks, given heavy labor, cold, hunger, and beatings.

3 I realized that friendship, comradeship, would never arise in really difficult, life-threatening conditions. Friendship arises in difficult but bearable conditions (in the hospital, but not at the pit face).

15 I realized that one can live on anger.

16 I realized that one can live on indifference.

17 I understood why people do not live on hope—there isn’t any hope. Nor can they survive by means of free will—what free will is there? They live by instinct, a feeling of self-preservation, on the same basis as a tree, a stone, an animal.

31 I am convinced that the camps—all of them—are a negative school; you can’t even spend an hour in one without being depraved. The camps never gave, and never could give, anyone anything positive. The camps act by depraving everyone, prisoners and free-contract workers alike.

44 I understood that moving from the condition of a prisoner to the condition of a free man is very difficult, almost impossible without a long period of amortization. (Kolyma Stories, introduction)

There are many similarities in the lives of prisoners in Auschwitz and Kolyma. Both Frankl and Shalamov focus on the extinction of ordinary human emotions of kindness and friendship under the conditions of an extermination camp or forced-labor camp. Both describe the condition of an almost absolute empire of arbitrary and capricious power wielded by the guards. And both highlight the crucial centrality of the basics of human needs: food, shelter, a warm place to sleep. Here is an observation from Frankl that is reminiscent of the experience of Shalamov as well. After describing the prisoners who ladled soup to the starving prisoners Frankl recalls that most of them "favored their friends" with a potato or a ladle from the bottom of the pot. But occasionally there would be a soup provider who did not look at the prisoners and gave everyone the same. Frankl writes of the ones who showed favoritism, whom his readers might want to condemn:

But it is not for me to pass judgment on those prisoners who put their own people above everyone else. Who can throw a stone at a man who favors his friends under circumstances when, sooner or later, it is a question of life or death? No man should judge unless he asks himself in absolute honesty whether in a similar situation he might not have done the same. (58)

Shalamov too talks about food and its centrality in the life of the starving prisoner:

Supper was over. Glebov took his time licking his bowl clean, then carefully raked the bread crumbs off the table into his left hand, which he lifted to his mouth so as to lick every crumb off his palm. Without swallowing them, he could feel the saliva in his mouth greedily covering the tiny lump of bread in a thick layer. Glebov could not have said whether it tasted good. Taste was something different, too weak compared with the passionate, oblivious feeling that food gave him. Glebov took his time before swallowing; the bread melted in his mouth and it melted quickly. ("At Night")

And he refers to the crippling cold of life in Kolyma:

But there was no letup in the cold, and Potashnikov realized that he could not stand it anymore. Breakfast gave him the ability to endure an hour’s work at most, and then he was overcome by tiredness and the cold got to his very bones: an idiomatic expression that was literally true. All you could do, so as not to freeze to death by lunchtime, was to wave your pickax or spade about and hop from one leg to the other. The hot lunch, the notorious dumpling soup and two spoonfuls of porridge, did little to restore your strength, but it did warm you up. Once again, you had the strength to work for an hour, after which Potashnikov was overcome by a desire, if not to get warm, then just to lie down on the sharp edges of the frozen stones and die. But the day still came to an end and after supper, with a drink of water and a mouthful of bread, which all the workmen took back to the barracks, never eating it with the refectory soup, Potashnikov would immediately lie down to sleep. ("Carpenters")

Shalamov's observations about camp life are bleak. Few human emotions survive the Gulag; only anger, passivity, and opportunism survive. Frankl's memoir leaves a different impression. He makes an observation about his inner life in the camp that it is entirely foreign to Shalamov:

The truth -- that love is the ultimate and the highest goal to which man can aspire. Then I grasped the secret that human poetry and human thought and belief have to impart: The salvation of man is through love and in love. I understood how a man who has nothing left in this world still may know bliss, be it only for a brief moment, in the contemplation of his beloved. (49)

And:

This intensification of inner life helped the prisoner find a refuge from the emptiness, desolation and spiritual poverty of his existence, by letting him escape into the past. When given free rein, his imagination played with past events, often not important ones, but minor happenings and trifling things. (50)

Shalamov's stories make us think that the Kolyma extinguished all humanity. But Frankl's assessment of life in Auschwitz is different; the possibility of remaining human persists.

Does man have no choice of action in the face of such circumstances? We can answer these questions from experience as well as on principle. The experiences of camp life show that man does have a choice of action. There were enough examples, often of a heroic nature, which proved that apathy could be overcome, irritability suppressed. Man can preserve a vestige of spiritual freedom, of independence of mind, even in such terrible conditions of psychic and physical stress. (74)

The way in which a man accepts his fate and all the suffering it entails, the way in which he takes up his cross, gives him ample opportunity -- even under the most difficult circumstances -- to add a deeper meaning to his life. It may remain brave, dignified and unselfish. Or in the bitter fight for self-preservation he may forget his human dignity and become no more than an animal. (76)

These ideas about agency and choice play an important role in Frankl's theories about logotherapy and "man's search for meaning". As Frankl puts it in the companion essay, "Logotherapy in a Nutshell", "Logotherapy regards its assignment as that of assisting the patient to find meaning in his life" (108). And Frankl plainly believes that his observations in Auschwitz and his own personal experiences confirm that human beings can seek meaning in their lives under even the worst imaginable circumstances. Frankl acknowledges that only a minority of prisoners "kept their full inner liberty" (76); but the possibility exists for all of us.

Both Frankl and Shalamov faced long odds against survival from their experiences. Both survived. But their subsequent lives were very different. Even the photographs of the two men seem to suggest very different orientations towards life: Frankl almost always with a gentle smile, and Shalamov with a serious glare. Shalamov's life was shattered. His physical health was ruined by Kolyma, his family disintegrated, and he lived in hard circumstances through the end of his life. He wrote poetry and stories, but it is hard to see from available biographical information that he took happiness and satisfaction from his life after his release. Frankl, on the other hand, seems to have survived as a remarkably whole human being. He describes in the final pages of the memoir the personal difficulties faced by survivors, but he seems to have transcended the horrors that he experienced in Auschwitz and other camps. He too had suffered physically from the great hardships, cold, and hunger of the years in Nazi death camps. His first wife Tilly, about whom he wrote movingly in the memoir, had died in Bergen-Belsen concentration camp, and he also lost his father, mother, and brother in Nazi extermination camps. He had lost a great deal -- family, friends, health -- and had suffered great trauma. And yet he had a highly productive career following the end of the war and liberation of the camps, and he seems to have had a satisfying and happy life. 

One can ask an obvious question: did Frankl's ideas about the importance of finding meaning in one's life actually contribute to his own ability to go beyond the "depersonalization" experienced by survivors? 



Tuesday, January 4, 2022

Bandera, Shukhevych, and memory debates about the Ukrainian nationalist movement


When in 2007 Ukrainian president Viktor Yushchenko designated Roman Shukhevych as a Hero of Ukraine, he brought new heat into the debate in Ukraine and in the international community about the role played by the Organization of Ukrainian Nationalists (OUN) during the Nazi invasion and occupation of Ukraine from 1941 forward. Yushchenko also honored radical OUN leaders Iaroslav Stets’ko in 2007 and Stepan Bandera in 2010 for their roles in Ukrainian nationalist activism. Shukhevych is a flashpoint because he was both a leader of the OUN and, from 1941 to 1943, an officer in German military units (battalion Nachtigall and Schutzmannschaft battalion 201). His activities during this period provide additional evidence for the view that the OUN actively collaborated with Nazi military, and participated in mass murder against Jews and other atrocities. Per Anders Rudling provides a detailed account of Shukhevych's history in "The Cult of Roman Shukhevych in Ukraine: Myth Making with Complications" (link).

The effort to rehabilitate Ukrainian nationalism was a terrible mistake, because the record of OUN(B) is a shameful one. It involves wholehearted collaboration with the Nazi regime in Ukraine and Belarus, participation in mass killings of Ukrainian Jews, and a murderous campaign of ethnic cleansing against Poles in Volhynia and Galicia (link). And the ideology from which the OUN emerged in the 1930s is well documented: it embraced extreme nationalism, anti-Semitism, and fascism. Rudling describes the OUN in these terms: "Iushchenko’s ambition of building national myths around the OUN was controversial. Founded in 1929, the OUN was the largest and most important Ukrainian far-right organization. Explicitly totalitarian, the movement embraced the Führerprinzip, a cult of political violence, racism, and an aggressive anti-Semitism" (31).

Rudling makes it clear that existing historical research cannot support the "innocent" interpretation of Shukhevych's collaboration with the Nazi military (38 ff.). "Current research points to the intimate link between the ‘anti-partisan warfare’ of the German forces and their local auxiliaries, and mass violence against the local population in occupied Belarus" (39). And as the prospects of German defeat at Stalingrad became more certain in 1943, "the men of the Schutzmannschaft Battalion 201, who had crossed over from Belarus to Volhynia came to constitute the hard core of the OUN(b) security service, the Sluzhba Bezpeki, or SB" (42-43). This trained force became the heart of the newly organized Ukrainian nationalist paramilitary UPA, which almost immediately turned to a program of violent ethnic cleansing against Poles in Volhynia (as well as small groups of Jews sheltering in the forests). Rudling notes that "The most detailed studies of the OUN-UPA mass murders of Poles estimates the OUN and UPA’s Polish victims to range between 70,000 and 100,000, their Jewish victims in the thousands" (44).

President Yushchenko took the step of glorifying the OUN and its leaders. But the effort depended on historical "research" that could serve to sanitize the behavior of this organization during the Nazi occupation. Rudling singles out Volodymyr V’iatrovych as the "most influential promoter of Banderite heritage in Ukraine" (51). V’iatrovych was the "driving force" of TsDVR (The Center for the Study of the Liberation Movement), and was later appointed by Yushchenko as director of HDA SBU (Central Archives of the Ukrainian Security Services) in 2008 (51) -- positions that gave V’iatrovych credibility in intervening in the "history" debates.

Rudling concludes his essay with a very reasonable appeal:

Much as both sides in the controversy squabbled over caricatures which are a legacy of Soviet and nationalist propaganda, the designation of Shukhevych as a national hero is best understood as continuing this tradition. Ironically, the controversy took place at a time when recent scholarship raised very serious question about the suitability of the OUN and UPA as symbols of an aspiring democracy. Rather than more myth making, Ukrainian society may arguably be better served by critical inquiry and critical engagement with the difficult episodes of it recent past. (65)

Let's turn now to the ideology that gave rise to the OUN in the 1930s and found deadly expression in the 1940s. Grzegorz Rossoliński-Liebe provides a detailed and damning account of the "fascist kernel" of Ukrainian nationalism in his monograph, The Fascist Kernel of Ukrainian Genocidal Nationalism (link). This piece is worth reading by anyone who wants to understand the ideology and dynamics of Ukrainian nationalism in the past, and possibly in the present. R-L documents the close ideological relationships that existed between Ukrainian nationalism, Italian fascism, and German national socialism. He describes the thinking of Mykola Stsibors’kyi:

The prominent OUN member Mykola Stsibors’kyi invented in two documents—a treatise from 1935 and a draft of a constitution from 1939—a political system called natsiokratiia or the “dictatorship of the nation.” Stsibors’kyi’s writings were especially interesting because they explained in detail how the OUN would rule its state and also briefly how the OUN would create it. Stsibors’kyi’s attitude to fascism was typical of the Ukrainian nationalists. On the one hand, he rejected the idea of sympathizing with fascism, and, on the other, he invented a political system that is best described as a Ukrainian form of fascism.... For Stsibors’kyi, fascism was the highest stage of political progress: “Fascism came and tore out from democracy’s hands the handicapped ideal of the nation and raised it to an unprecedented level placing in its vital achievements its ardent splendor and pathos of youthful creativity.” (14)

R-L describes the political goals, ruthlessness, and actions of Stepan Bandera, leader of the radical branch of OUN (designated as OUN-B):

In 1931, Bandera became the director of the propaganda apparatus of the homeland executive. In 1932, he became the deputy leader of the national executive, and in 1933 its leader, a position that he retained until his arrest on 15 June 1934. During this period, the OUN killed more and more Ukrainians who were accused of treason, and performed several assassinations of Polish and Russian politicians. Bandera was a devoted revolutionary and fanatical ultranationalist; he became the symbol of his generation. During the two trials against the OUN in Warsaw and Lviv in 1935 and 1936, the younger generation celebrated him as their Providnyk. After escaping from prison in early September 1939, Bandera became the leader of the young OUN faction, whose members were known as Banderites, and who attempted to establish a Ukrainian state and make Bandera the leader of this state. (20)

OUN nationalist ideology was premised on racism ("Ukraine for the Ukrainians") and anti-Semitism.

The Ukrainian national poet and writer Taras Shevchenko (1814–1861) portrayed Jews in his poem “Haidamaky” as the agents of Polish landowners and the brigands who killed Jews as national heroes.113 This was not an exception, but rather a common understanding of the relationship between Jews and Ukrainians, which was familiar to most members of the UVO, OUN, and UPA. (25)

Racist antisemitism appeared in Ukrainian nationalist discourses in the late 1920s and began to dominate in the second half of the 1930s. In the article “Jews, Zionism and Ukraine,” first published in 1929 in the OUN paper Rozbudova Natsiї, Iurii Mylianych discussed how to “solve the Jewish problem” in Ukraine while insisting that it “must be solved.” Mylianych calculated that “more than 2 million Jews who are an alien and many of them even a hostile element of the Ukrainian national organism live in the Ukrainian territories,” stating that it “is impossible to calculate all those damages and obstructions that the Jews caused to our liberation struggle.” (26)

And this explicit racism had deadly consequences, because it laid the basis for coordinated and deliberate actions against other groups (principally Poles and Jews):

This kind of racism extensively impacted the ideology and policies of the OUN and later the UPA, whose members and soldiers read Mikhnovskyi’s and Rudnytskyi’s writings and adapted their content to their own needs. It also significantly influenced the mass violence conducted by Ukrainian nationalists before, during, and after the Second World War. OUN member Mykola Sukhovers’kyi, who lived in Chernivtsi, recalled in his memoirs that the student fraternity Zaporozhe forbade its members to marry “an alien girl—a non-Ukrainian” after reading Mikhnovs’kyi’s Decalogue. (24)

On 22 June 1941, after several months of careful preparations, the OUN-B began the “Ukrainian National Revolution.” Mass violence against Jews, Poles, Russians, Soviets, and Ukrainian political enemies was a central aim of the revolution, along with the plan to establish a Ukrainian state. During this uprising, the OUN-B, and especially its militia, organized pogroms together with Germans, during which they incited ordinary Ukrainians to murder Jews. The OUN-B militia also supported the Einsatzkommandos during the first mass shootings. Alexander Kruglov estimated that in July 1941, between 38,000 and 39,000 Jews were killed in pogroms and mass shootings in western Ukraine. (40)

Rossoliński-Liebe notes that a good deal of the mythologizing and rehabilitating of Bandera and the OUN that has occurred over the past twenty years has originated (or at least been amplified) by diaspora communities of Ukrainians displaced to North America after World War II. In Defending History he documents this source of political myth-making in Canada in an article called "Celebrating Fascism and War Criminality in Edmonton" (link). The article presents R-L's view of Bandera's deep culpability and then documents the efforts by diaspora communities to recast history in a more favorable light:

The community of the banderites (mainly, but not exclusively consisting of former members of the OUN-B) had the strongest ideological roots. They acted radically and gained increasing numbers of members who became enthusiastic about the OUN-B’s plan to liberate Ukraine from the Soviets and to clear its territory of ›enemies‹. The banderites established influential centers in Germany, the United Kingdom and Canada. In the United Kingdom they took over the Association of Ukrainians in Great Britain. In Canada, on December 25, 1949, they founded the LVU (League for the Liberation of Ukraine – Liga Vyzvolennia Ukraїny). The League established some 20 community centres for its more than 50 branches in Canada. The most important medium that the banderites used to spread their ideas and to influence the mindset of Canadian Ukrainians was the newspaper Ukrainian Echo, published in Toronto. (4)

The deeper meaning and main purpose behind the organizational activities of the banderites was to prepare their children for an eventual battle for an independent Ukrainian state. This battle would be the continuation of the fascist Ukrainian revolution of the summer of 1941 and the struggles of the UPA between 1943 and 1953. For this purpose, in 1962 a monument to the heroes of Ukraine was erected at a newly opened recreation camp in Ellenville located in upstate New York. The monument consisted of a giant spear with the Ukrainian trident on it and the busts of Symon Petliura and Ievhen Konovalets’, as well as Roman Shukhevych and Stepan Bandera, on either side of the spear. Ukrainian children of the diaspora congregated in front of the monument to recite poems glorifying the Ukrainian heroes or to perform folkloric dances. (5)

The myth-making and propagandistic purposes of these activities are evident; this is an effort to tell a "just-so" story about the OUN that removes the anti-Semitism, ethnic cleansing, fascism, and totalitarianism, and highlights the national liberation struggle. The piece is a microanalysis of myth-making in process.

The debate over Stepan Bandera is an extensive one in Ukraine and central Europe. Rossoliński-Liebe's biography Stepan Bandera: The Life and Afterlife of a Ukrainian Nationalist: Fascism, Genocide, and Cult has itself stimulated a great deal of discussion, and some of that debate is captured in a special issue of the Journal of Soviet and Post-Soviet Politics and Society, De-Mythologizing Bandera: Towards a Scholarly History of the Ukrainian Nationalist Movement (2015 1:2; link). The editor, Oleksandr Zaitsev, makes a number of important points in his introduction to the volume. "Who was Stepan Bandera: an uncompromising revolutionary, a freedom fighter, or a fascist and an ideologue of 'genocidal nationalism'? Not only historians, but also ordinary Ukrainians diverge radically in their answers to this question. As opinion polls demonstrate, of all historical figures about whom respondents are asked, Bandera divides Ukrainians most of all (the figures who most unite Ukrainians in negative attitudes are Vladimir Putin and Joseph Stalin)" (42). Zaitsev notes that R-L makes a sustained case for the "dark" interpretation of Bandera -- as racist, fascist, and organizer of mass killings of civilians (412); but he also notes that R-L's account is solidly grounded in historical evidence. His primary critical point is whether "fascist" is the right category for describing the authoritarian, racist nationalism advocated by Bandera and the OUN.

In "Bandera's Tempting Shadow" André Härtel's view of R-L's main contribution is substantive and sensible: the depth and credibility of R-L's case for the facts of Nazi collaboration, murderous ethnic cleansing, and willing collaboration in the mass killings of Jews. "The central contribution of the book is however the deep study, evidence, and coherent interpretation Rossoliński-Liebe provides on the mass atrocities committed by members of the OUN-B, the UPA (Ukrainian Insurgent Army), and other Ukrainian radical nationalist and paramilitary formations during the Second World War" (423). And this is key: the OUN-B (and Bandera) cannot be rehabilitated, because the organization and the leader did in fact commit unforgivable atrocities.

Notwithstanding the OUN’s prior quest for national liberation, neither its most important ideologists nor Bandera himself ever left any doubt that a future Ukrainian state should be a totalitarian dictatorship based on fascist principles. For those aims, ethnic cleansing and genocide were seen as legitimate means by the “Providnyk” and the rest of the OUN/UPA leadership. (426)

Härtel also raises the question of the relevance of the "memory debate" for contemporary politics in Ukraine:

Almost inevitably, Rossoliński-Liebe’s book is also a valuable contribution to debates among political scientists interested in post-Maidan Ukraine, in the increasingly heterogeneous development of the post-Soviet space, and in the still highly interconnected politics of memory and identity formation of the region. For example, it raises the question of the degree to which contemporary Ukrainian voters are still attracted by radical right-wing ideologies and parties such as the Svoboda Party, or how Ukrainian nationalist debates were affected by the experience of independence in 1991, by the transformation of the modern Ukrainian state ever since, and finally by the war against Russian-supported separatism since 2014. (427)

Given the virulence and spread of extremist populist nationalisms in other parts of Europe, this is a critical question: can Ukraine choose a liberal democratic path, or will populist nationalists play the cards of racism and nationalism that were potent in the 1930s and the 2010s? And, as Härtel observes, the legacy of Bandera and the OUN is deeply divisive between eastern Ukraine and western Ukraine today -- further complicating the task of creating a cohesive Ukrainian polity.

The final contribution to the issue is a long essay by Yuri Radchenko, "From Staryi Uhryniv to Munich". Radchenko has many criticisms of R-L's book, often having to do with sources R-L did not consult. (In his introduction Zaitsev addresses this point and takes much of the air out of it, noting correctly that no study can consult all the relevant sources.) Radchenko also takes issue with several points in R-L's indictment of OUN in the period 1941-43. He doesn't like R-L's use of the concepts of fascism, genocidal nationalism, or national-conservatism, because he finds them under-specified; he is unclear how important "biological racism" was to OUN doctrines (434); he thinks the Second Great Congress in Krakow March 1941 (435) was more nuanced on the question of the relationship of OUN to the Nazis; he takes issue with R-L's account of OUN's actions in Galicia and Volhynia (438); and so on for a number of relatively small points. Most substantive of Radchenko's criticisms is his point that R-L focuses on OUN in western Ukraine, whereas

Rossoliński-Liebe writes little about the OUN-M’s actions in central Ukraine (pp. 242–45) or about the Banderites’ service in the ranks of the Ukrainian auxiliary policy (pp. 256–60), and he does not touch at all on the topic of the participation of members of “expedition groups” in the creation of police and self-government organs in east and south Ukraine. In some cities of east Ukraine Banderites were so well entrenched in police and self-government organs that they remained in place there until the end of the German occupation. True, it was necessary for them to conceal their party affiliation (this applies to the Banderites from autumn 1941, and the Melnykites from winter 1941–42). (438)

This point about the regional focus of R-L's work seems accurate, and it would indeed be very interesting to know more about the actions of OUN-B units and personnel in eastern Ukraine (closer to Soviet control and the Red Army).

Least convincing of Radchenko's criticisms is his suggestion that R-L's claims about OUN-UPA involvement in mass killings of Jews are uncertain (438). Radchenko seems to concede the point himself, and yet he casts doubt on R-L's evidence for the claim. Here is Radchenko's own statement: "There is no doubt that the Banderite UPA took part in such actions, and that in 1944 it killed 'its own' Jewish doctors because the Security Service (SB) suspected them of sympathizing with the Soviet regime. It is significant that for the Ukrainian rebels who initiated the struggle against the Germans, Jews remained ideological enemies" (438). Why then does Radchenko suggest that R-L's case is unproven? Evidently because survivors of these massacres were unable to accurately identify their attackers; were they "Banderites" or just "Ukrainians"?

These academic contributions to the "memory debate" are very important if we believe that telling the truth about the past is crucial for a people. Myth-making and lies are not intellectually or morally acceptable means for creating a collective identity. But here is a final point: Ukraine is not unified in its national memory. The regional divisions within Ukraine are evident in this electoral map from the 2004 Presidential Election.


Generally speaking, the population of western Ukraine is more oriented towards the European Union, while eastern and southern parts of Ukraine are more inclined toward Russia. The Holodomor affected the two regions differently, leaving longterm differences in memories and blame. Yushchenko was elected on the basis of overwhelming support from western Ukraine, while Yanukovych received overwhelming support from eastern and southern Ukraine. And it would appear that western Ukraine is more susceptible to the myths of a rehabilitated nationalist political identity (OUN without the racism and anti-Semitism) than is eastern Ukraine -- this is presumably why Yushchenko took the steps of honoring Bandera and Shukhevych in the first place. People in eastern Ukraine, by contrast, have been influenced by Soviet and Russian myths of their own about the "fascist pro-Nazi Ukrainian nationalists" since 1941, and the successor to the Ukrainian Communist Party remains strong in these regions. The issues of Ukrainian nationalism, then, divide the country deeply. Mykola Borovyk focuses on these differences of memory across Ukraine -- across region and across generation -- in his contribution to The Burden of the Past: History, Memory, and Identity in Contemporary Ukraine, "(In)different Memory: World War II in the Memory of the Last War's Generation in Ukraine".