There sometimes seems to be an important intertwining between personal biography and a person's sociological and historical imagination. Zygmunt Bauman (1925-2017) was a Jew of the generation in Poland who were destined to die -- most did in his generation of Polish Jews -- and he was exposed at various times to the murderous regime that conducted this campaign of death. And by the 1960s Bauman had become a sociologist of global importance. It would seem apparent Bauman's language and mental maps of the world were shaped by his experience in Poland, the Ukraine, and the Soviet Union during the searing decades of the 1930s and 1940s. Bauman had direct experience of the Nazi terror in Poland after 1939. As a Polish army officer in the Soviet Red Army he witnessed the Majdanek death camp and the horrors that it encompassed, and he witnessed the totality of the Nazi program of murder upon his return to Poland in 1945. And he served as a senior army intelligence and communications officer in the post-war Communist regime in Poland.
How did these life experiences influence Bauman's sociological imagination and his interpretation of the events of the 1930s and 1940s in Poland and elsewhere in central Europe? Bauman's personal life story involved direct experience of the Holocaust in Poland and the horrific tragedies, personally experienced, of German genocide and murderous warfare. Bauman himself witnessed and experienced some of the worst suffering of the Holocaust. And yet in his sociological writings in Poland through 1968 he never addressed the topics of genocide, totalitarianism, or the Nazi period. He turned to topics having to do with the fate of the Jews of Eastern Europe and the Holocaust only later in life -- in the 1980s, when he was over sixty. It appears that he was led to write Modernity and the Holocaust (1989) only after reading his wife Janina Bauman's powerful and moving account of her own experience in the Warsaw ghetto in Winter in the Morning: A Young Girl's Life in the Warsaw Ghetto and Beyond 1939-1945 (1986; link). And, when he does turn to the Holocaust, it is through the lens of his critique of modernity and the cult of rationality. The book is not a profound contribution to understanding the realities or historical horrors of the Holocaust; in fact, the results are banal and not especially insightful.
The Holocaust was born and executed in our modern rational society, at the high stage of our civilization and at the peak of human cultural achievement, and for this reason it is a problem of that society, civilization and culture.... The implication that the perpetrators of the Holocaust were a wound or a malady of our civilization -- rather than its horrifying yet legitimate product -- results not only in the moral comfort of self-exculpation, but in the dire threat of moral and political disarmament.... Modern civilization was not the Holocaust's sufficient condition; it was, however, most certainly its necessary condition. Without it, the Holocaust would be unthinkable. It was the rational world of modern civilization that made the Holocaust thinkable. (x, xii, 13)
Here is Ali Rattansi's summary of Bauman's view of the Holocaust in Bauman and contemporary sociology: A critical analysis. Fundamentally Bauman sought to understand the Holocaust as an expression of modernity:This truth could not, for Bauman, be denied by viewing the Holocaust as only a peculiarity of German history or Hitler’s evil personality and the cruelty, the moral decrepitude and sometimes the sheer indifference of those who in one way or another were implicated in such vile deeds. The effect of any such interpretation is to see the Holocaust as only something to do with Germany or Germanness, thereby absolving everyone else of responsibility, and, in particular, of shifting the blame away from the typical characteristics of modernity so widely taken for granted. For Bauman the factors involved were indeed ‘quite ordinary and common’; but they had come together in a historically unique encounter. The taken for granted civilisational framework which in fact harboured the seeds of the Holocaust consisted of the modern nation-state, the concentration and centralisation of the means of violence in its apparatuses and the adoption of a bold and sweeping project of social engineering by those in command of this immensely powerful state. The capacity of the leaders was enhanced by the dismantling of all sources of opposition and the possession of a particular modern apparatus of administration: a state bureaucracy. Science and modern technology had their own crucial role to play in the terrible sequence of events. It is in the combination of these common features of modern civilisation within a particular historical period that Bauman finds the basic causes of the Holocaust. (kl 753)
It is striking that Bauman's diagnosis of the Holocaust seems to have had more to do with his own in-depth experience of a totalitarian state as a functionary and eventually a victim in post-war Poland than with his childhood and adult experience of Nazi extermination: "the concentration and centralization of the means of violence", "a bold and sweeping project of social engineering", the "capacity of leaders [being] enhanced by the dismantling of all sources of opposition". This is a diagnosis that puts the responsibility for the Holocaust most fundamentally on the features of a totalitarian state.
Moreover, according to Bauman's diagnosis, genocide is a circumstance that emerges within the conditions of modernity:
I propose that the major lesson of the Holocaust is the necessity to treat the critique [of modernity] seriously and thus to expand the theoretical model of the civilizing process, so as to include the latter's tendency to demote, exprobate and delegitimize the ethical motivations of social action. We need to take stock of the evidence that the civilizing process is, among other things, a process of divesting the use and deployment of violence from moral calculus, and of emancipating the desiderata of rationality from interference of ethical norms or moral inhibitions. As the promotion of rationality to the exclusion of alternative criteria of action, and in particular the tendency to subordinate the use of violence to rational calculus, has been long ago acknowledged as a constitutive feature of modern civilization -- the Holocaust-style phenomena must be recognized as legitimate outcomes of civilizing tendency, and its constant potential. (Modernity and the Holocaust, 28)
But here is a crucial point to ponder: is the Holocaust a singular and evil event, or is it simply a manifestation of "modernity"? Bauman seems to be inclined down the road described by the second branch here; and that seems to be a mistake. To generalize the facts of the Holocaust to a few concepts characteristic of "modernity" rather than a particular period of suffering, evil-doing, and historical particulars seems to ultimately result in placing it beyond our reach. And yet, fundamentally, we want the generations prior to and following the Holocaust (including our own) to take responsibility for what occurred -- not dismiss it as the inevitable consequence of the modern world.
Here is one of the more personal passages in Modernity and the Holocaust on the intriguing idea about the moral importance of shame rather than rationalization from the final chapter:
The issue is that only the liberating feeling of shame may help to recover the moral significance of the awesome historical experience and thus help to exorcise the spectre of the Holocaust, which to this day haunts human conscience and makes us neglect vigilance at present for the sake of living in peace with the past. The choice is not between shame and pride. The choice is between the pride of morally purifying shame, and the shame of morally devastating pride. (205)
The inhuman world created by a homicidal tyranny dehumanized its victims and those who passively watched the victimization by pressing both to use the logic of self-preservation as absolution for moral insensitivity and inaction. No one can be proclaimed guilty for the sheer fact of breaking down under such pressure. Yet no one can be excused from moral self-deprecation for such surrender. And only when feeling ashamed for one's weakness can one finally shatter the mental prison which has outlived its builders and its guards. (205)
It is interesting to compare this abstract reflection with a passage from Janina Bauman's wartime diary from the Warsaw ghetto, which she quotes in Winter in the Morning.
'Don't you think the way we live is highly immoral?' I asked. 'We eat our breakfast, lunch and supper, we occupy our minds with the French Revolution or Polish poetry, or just which one of us L. fancies the most; then we go to bed with a good novel and peacefully fall asleep. At the same time they are starving and dying.' 'There's nothing we can do for them,' said Zula sadly, 'for the hundreds and thousands of them.' 'Of course not. But for some of them perhaps? Each of us for somebody?' 'Would you and your family be willing to take home these two begging boys?' asked Hanka very seriously. 'To share not only food but also beds with them, live with them for better or worse?' I had no ready answer to her question, and the more I think about it now, the clearer I see the answer is 'no'. (J Bauman, Winter in the Morning, 42)
Did Zygmunt Bauman himself have to face such choices -- in Poland, in the USSR, or in Poland once again as a political officer and informant? Is the experience of shame that he describes here one that was for him also a current human situational emotion? Izabela Wagner raises the question of culpability in Bauman's service as a political officer and informant in the Polish KBW (Internal Security Corps) during the imposition of Soviet-style dictatorship in Poland (Bauman: A Biography, 110-132); and she comes to a forgiving conclusion. Bauman did not inform meaningfully on others -- either his own circle or others. But what about the implications that Bauman himself may have drawn -- about an evil regime in whose service he was an active agent for several years? Did he experience this emancipating shame about his involvement in an authoritarian Communist regime in Poland?
Modernity and the Holocaust is an unsatisfying book, in that it fails to meaningfully address the historical and human specificity of the Holocaust. Bauman subordinates the Holocaust to a dimension of "Modernity" -- an abstraction, and lacking the deliberation and compassion demanded of the particular experiences of so many millions of people throughout east and central Europe. But these ideas have little of the sharp and penetrating insight of memoirs of survivors like Primo Levy or the contemporaneous writings of Vasily Grossman.