Regions are highly complex social formations: millions of people, thousands of businesses, hundreds of non-profit organizations, and lots of problems. Some problems are relatively simple to deal with. If the local river is being polluted by sanitary system overflows during heavy storms, the solution is costly but straightforward: the region needs to invest in a sewer separation infrastructure project.
What is more difficult for a region to handle is a situation where it is confronted by a complex of problems that are substantially inter-related and that fall outside the scope of traditional policy-making organizations. These are sometimes referred to as "wicked" problems, and they are difficult both scientifically and practically. They are difficult scientifically because it is hard to trace the various interlinked forms of causation that have created the problem. And they are difficult practically because their solution requires the cooperation of groups and actors whose interests and understandings of the situation are often at odds. And this cooperation may need to persist over a very extended period of time -- longer than the attention span of many of the politicians, business leaders, and university presidents who have taken an interest in the problem.
Take the problem of job losses in the Detroit metropolitan region. This is a situation that is caused by a complex set of conditions and occurrences of long and short duration: business decisions about plant closings, national trends in consumer behavior, the financial crisis of 2008, family traditions of college attendance, cultural expectations about blue-collar and white-collar work, patterns of racial segregation, fiscal problems for state and local governments, and deterioration of the natural and built environment. This problem is particularly difficult to deal with for several important reasons:
- the causes of the problem are interdependent
- high unemployment itself reinforces some of the causes of rising unemployment
- the policies that would reverse job losses are not easy to identify or implement
- solutions fall outside the scope of authority of the individual decision-making organizations
- solutions may require legislative action, business decisions, and mass behavioral changes that are difficult to elicit or coordinate
- increase the percentage of college-educated adults
- make the metropolitan area more attractive to talented young people
- encourage entrepreneurship
- create a more business-friendly environment
- lower the tax burden on businesses
- restructure state and municipal government to reduce public costs
- encourage investment in high-tech industries such as alternative energy and bioengineering
- create an "arts corridor" that links Motown and the design talents of the auto industry
More abstractly, interventions that might have a positive effect on employment may be difficult to achieve for a number of different reasons:
- they require coordinated action by multiple actors: for example, the legislature, the county executive, and several major corporations; and coordination is difficult to achieve
- the promising interventions may be conditional on achievement of several other difficult actions as well by other actors
- there may be a "blocking" actor whose interests would be harmed by the intervention in spite of its otherwise positive effects
Every step of this description poses new challenges for the region, because essentially we are faced with a public-goods problem at the level of a large, complicated public with a number of independent actors: there are costs associated with the formulation of a plan and the marshalling of a coalition, and the benefits of the effort will be broadly shared by the public as a whole. So no single organization or actor has an incentive to play the lead as agent of change, and the incentives for collaboration are weak as well.
This is where "leaders" come in. One would hope that a region has a cohort of individuals and organizations with a specific set of characteristics:
- an evidence-based vision concerning the way forward -- the changes that are needed in order to address the problem and the sorts of interventions that would bring these changes about
- a broad conception of the balance of public and private interests
- a willingness to engage in costly collaborations that promote the public good
- a practical ability to create and sustain collaborations among other powerful actors
- access to the resources of an organization: money, staff, prestige, and influence with other actors
Some of these leaders are officially charged with the responsibility of formulating strategies and policies that will assist in the solution of problems; so mayors and governors need to be actively involved in the formulation of plans for dealing with these sorts of challenges. But most of these leaders are not charged in this way; instead, their formal responsibilities include specific organizational goals: "maximizing stockholder value," "achieving the philanthropic goals established by the board of directors," "increasing readership and advertising revenues," "protecting the interests of the members." There will always be a wide distribution of balance points between private and public interest that are chosen by these leaders; some are more public-spirited, and some are more single-minded about the interests of the organization they lead.
In addition to these traditional categories, there are sometimes leaders in a complicated community who don't fit into the usual boxes. They don't have executive authority in corporations, foundations, or labor unions, and they aren't elected to positions of official leadership. What they do have is a set of assets that fall in the category of social capital:
- a big rolodex filled with relationships to powerful and influential people
- a strong and positive reputation in the leadership community
- an ability to be persuasive in dealing with a wide range of actors
- a passionate commitment to "making the region better"
- a philosophy of collaboration that they can make compelling to other actors
Why is this an interesting set of topics for UnderstandingSociety? For several important reasons: it casts a spotlight on some of the most difficult types of problems that a region can face; it highlights some of the reasons that actors in a single sector are unlikely to be able to solve such problems; it underlines the question of motives and incentives for leaders and stakeholders that plague efforts to solve these types of problems; and it postulates one of the conditions that may be most important for securing meaningful collaboration around efforts to solve these large problems. And it would appear that the broker-leader is one of those ingredients for successful collaboration.